Tom Roberts DipPFS Cert CII (MP)
Compliance & HR Director
Tom is the longest serving member of the Niche team, having joined in 2007 as a Paraplanner. Today, he is the company's Compliance & Human Resources Director, ensuring the company remains fully compliant with the ever-changing demands of the financial services sector. He has worked alongside the other Directors to build Niche to where it is today.
With a longstanding history in financial administration, Tom is perfectly placed to lead the Niche office on a day-to-day basis in providing clients with the very best service. His attention to detail and drive to continuously improve on processes means that he has played a pivotal role in the company's growth. Tom has responsibility for our team at Niche, heading up recruitment and staff engagement initiatives.
When Tom isn't working, he enjoys family time with his wife and their twin daughters.
Diploma in Financial Planning
Certificate in Financial Planning
Certificate in Mortgage Advice
CF1 - UK Financial Services, Regulation and Ethics
CF2 - Investment and Risk
CF3 - Financial Protection
CF4 - Retirement Planning
CF5 - Integrated Financial Planning
CF6 - Mortgage Advice
J05 - Pension Income Options
R01 - Financial Services, Regulations and Ethics
R02 - Investment Principles and Risk
R03 - Personal Taxation
R04 - Pensions and Retirement Planning
5 & 6 Waterside Court, Albany Street, Newport, NP20 5NT