Tom Roberts DipPFS Cert CII (MP)

Compliance & HR Director

Tom is the longest serving member of the Niche team, having joined initially as a Paraplanner. Today, he is the company's Compliance & Human Resources Director, ensuring the company remains fully compliant with the ever-changing demands of the financial services sector. He has worked alongside the other Directors to build Niche to where it is today. 

With a longstanding history in financial administration, Tom is perfectly placed to lead the Niche office on a day-to-day basis in providing clients with the very best service. His attention to detail and drive to continuously improve on processes means that he has played a pivotal role in the company's growth. Tom has responsibility for our team at Niche, heading up recruitment and staff engagement initiatives.

When Tom isn't working, he enjoys family time with his wife and their twin daughters.

Qualifications

Diploma in Financial Planning

AF5 - Financial Planning Process

AF6 - Senior Management and Supervision

J05 - Pension Income Options

Certificate in Financial Planning

Certificate in Mortgage Advice

CF1 - UK Financial Services, Regulation and Ethics

CF2 - Investment and Risk

CF3 - Financial Protection

CF4 - Retirement Planning

CF5 - Integrated Financial Planning

CF6 - Mortgage Advice

R01 - Financial Services, Regulations and Ethics

R02 - Investment Principles and Risk

R03 - Personal Taxation

R04 - Pensions and Retirement Planning

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